SEC Form 4 · accession 0001225208-16-037655
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Fish Jr.
Officer — Pres, Chief Financial Officer
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2016 | M | 33,708 | $41.37 | A | 140,723 | D | |
| Common StockF1 | Aug 5, 2016 | S | 33,708 | $65.9073 | D | 107,015 | D | |
| Common Stock | holding | — | — | — | 3,644 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $41.37 | Aug 5, 2016 | M | 33,708 | D | Mar 7, 2015 | Mar 7, 2024 | Common Stock | 33,708 | 33,708 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $65.85 to $65.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.