SEC Form 4 · accession 0001225208-16-037601

WASTE MANAGEMENT INC · WM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. VP, Human Resources

Period of report

Aug 4, 2016

Accepted (ET)

Aug 8, 2016 · 3:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000823768

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 4, 2016	M	27,056	$32.185	A	67,117	D
Common Stock	Aug 4, 2016	M	19,844	$36.885	A	86,961	D
Common Stock	Aug 4, 2016	M	11,236	$41.37	A	98,197	D
Common Stock	Aug 4, 2016	M	6,669	$34.935	A	104,866	D
Common Stock	Aug 4, 2016	M	5,691	$54.635	A	110,557	D
Common Stock^F1	Aug 4, 2016	S	70,496	$65.8878	D	40,061	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$54.635	Aug 4, 2016	M	5,691	D	Feb 25, 2016	Feb 25, 2025	Common Stock	5,691	17,076	D
Stock Option (Right to Buy)^F3	$41.37	Aug 4, 2016	M	11,236	D	Mar 7, 2015	Mar 7, 2024	Common Stock	11,236	11,236	D
Stock Option (Right to Buy)^F3	$36.885	Aug 4, 2016	M	19,844	D	Mar 8, 2014	Mar 8, 2023	Common Stock	19,844	0	D
Stock Option (Right to Buy)^F3	$34.935	Aug 4, 2016	M	6,669	D	Mar 9, 2013	Mar 9, 2022	Common Stock	6,669	0	D
Stock Option (Right to Buy)^F3	$32.185	Aug 4, 2016	M	27,056	D	Jun 5, 2013	Jun 5, 2022	Common Stock	27,056	0	D

F1This transaction was executed in multiple trades at prices ranging from $65.71 to $66.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
F3Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.