SEC Form 4 · accession 0001225208-16-033480
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry H Caldwell
Officer — Senior Vice President
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 12:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2016 | M | 9,922 | $36.885 | A | 43,822 | D | |
| Common Stock | May 13, 2016 | M | 9,462 | $41.37 | A | 53,284 | D | |
| Common Stock | May 13, 2016 | S | 15,234 | $62.00 | D | 38,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $41.37 | May 13, 2016 | M | 9,462 | D | Mar 7, 2015 | Mar 7, 2024 | Common Stock | 9,462 | 9,462 | D |
| Stock Option (Right to Buy)F1 | $36.885 | May 13, 2016 | M | 9,922 | D | Mar 8, 2014 | Mar 8, 2023 | Common Stock | 9,922 | 0 | D |
Explanation of responses
- F1Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.