SEC Form 4 · accession 0001225208-16-027346
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Don P Carpenter
Officer — VP & Chief Acctg Officer
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | A | 6,537 | $54.945 | A | 26,588 | D | |
| Common Stock | Feb 18, 2016 | F | 1,852 | $54.945 | D | 24,736 | D | |
| Common StockF2,F3 | Feb 19, 2016 | S | 978 | $55.5669 | D | 23,758 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of performance share award granted under Waste Management, Inc. 2009 Stock Incentive Plan.
- F2Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan.
- F3This transaction was executed in multiple trades at prices ranging from $55.49 to $55.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.