SEC Form 4 · accession 0001225208-15-017086
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Fish Jr.
Officer — EVP, Chief Financial Officer
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2015 | M | 35,461 | $34.945 | A | 76,424 | D | |
| Common StockF1 | Aug 13, 2015 | M | 31,300 | $34.935 | A | 107,724 | D | |
| Common StockF2 | Aug 13, 2015 | S | 54,093 | $51.9176 | D | 53,631 | D | |
| Common Stock | Aug 14, 2015 | S | 50 | $52.2133 | D | 53,581 | D | |
| Common Stock | holding | — | — | — | 3,542 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $34.935 | Aug 13, 2015 | M | 31,300 | D | Mar 9, 2013 | Mar 9, 2022 | Common Stock | 31,300 | 0 | D |
| Stock Option (Right to Buy) | $34.945 | Aug 13, 2015 | M | 35,461 | D | Aug 7, 2013 | Aug 8, 2022 | Common Stock | 35,461 | 0 | D |
Explanation of responses
- F1Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
- F2This transaction was executed in multiple trades at prices ranging from $51.81 to $52.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.