SEC Form 4 · accession 0001225208-15-012640
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff M Harris
Officer — Senior Vice President
Period of report
May 21, 2015
Accepted (ET)
May 22, 2015 · 12:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2015 | M | 31,300 | $34.935 | A | 37,361 | D | |
| Common StockF1 | May 21, 2015 | S | 26,259 | $50.0067 | D | 11,102 | D | |
| Common Stock | holding | — | — | — | 81,309 | I | By Jeff Harris Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $34.935 | May 21, 2015 | M | 31,300 | D | Mar 9, 2013 | Mar 9, 2022 | Common Stock | 31,300 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $50.01 to $50.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.