SEC Form 4 · accession 0001225208-15-012092
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Morris
Officer — Sr VP Field Operations
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2015 | A | 2,005 | $49.37 | A | 2,005 | I | By 401(k) Plan |
| Common Stock | holding | — | — | — | 28,809 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2 | $49.37 | May 13, 2015 | A | 2,194 | A | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 2,194 | 2,194 | D |
Explanation of responses
- F1Shares acquired through Waste Management, Inc.'s 401(k) plan. Mr. Morris acquired 2,005.3289 shares at a price of $49.37. The dollar amount of the transactioin was $99,003.09
- F2Phantom stock units accrued under the Waste Management, Inc. 409A Deferral Savings Plan. A phantom stock unit is equivalent to one share of Common Stock. Mr. Morris acquired 2,193.7241 shares at a price of $49.37. The dollar amount of the transaction was $108,304.16