SEC Form 4 · accession 0001225208-15-007549
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Devina A Rankin
Officer — VP & Treasurer
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2015 | F | 141 | $53.69 | D | 5,964 | D | |
| Common Stock | Mar 10, 2015 | M | 2,078 | $41.37 | A | 8,042 | D | |
| Common Stock | Mar 10, 2015 | M | 1,631 | $36.885 | A | 9,673 | D | |
| Common Stock | Mar 10, 2015 | M | 1,627 | $34.935 | A | 11,300 | D | |
| Common Stock | Mar 10, 2015 | F | 4,225 | $53.30 | D | 7,075 | D | |
| Common StockF1 | Mar 11, 2015 | S | 77 | $53.0131 | D | 6,998 | D | |
| Common StockF1 | Mar 11, 2015 | S | 226 | $53.0034 | D | 6,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $41.37 | Mar 10, 2015 | M | 2,078 | D | Mar 7, 2015 | Mar 7, 2024 | Common Stock | 2,078 | 6,237 | D |
| Stock Option (Right to Buy)F2 | $36.885 | Mar 10, 2015 | M | 1,631 | D | Mar 8, 2014 | Mar 8, 2023 | Common Stock | 1,631 | 3,264 | D |
| Stock Option (Right to Buy)F2 | $34.935 | Mar 10, 2015 | M | 1,627 | D | Mar 9, 2013 | Mar 9, 2022 | Common Stock | 1,627 | 0 | D |
Explanation of responses
- F1Sale of shares in accordance with Rule 10b5-1.
- F2Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.