SEC Form 4 · accession 0001225208-15-007548
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Don P Carpenter
Officer — VP & Chief Acctg Officer
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2015 | F | 379 | $53.69 | D | 21,805 | D | |
| Common Stock | Mar 10, 2015 | M | 4,371 | $34.935 | A | 26,176 | D | |
| Common Stock | Mar 10, 2015 | M | 2,851 | $36.885 | A | 29,027 | D | |
| Common Stock | Mar 10, 2015 | M | 2,719 | $41.37 | A | 31,746 | D | |
| Common Stock | Mar 10, 2015 | F | 7,765 | $53.30 | D | 23,981 | D | |
| Common StockF1 | Mar 11, 2015 | S | 205 | $53.0033 | D | 23,776 | D | |
| Common StockF1 | Mar 11, 2015 | S | 445 | $52.9939 | D | 23,331 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $41.37 | Mar 10, 2015 | M | 2,719 | D | Mar 7, 2015 | Mar 7, 2024 | Common Stock | 2,719 | 8,157 | D |
| Stock Option (Right to Buy)F2 | $36.885 | Mar 10, 2015 | M | 2,851 | D | Mar 8, 2014 | Mar 8, 2023 | Common Stock | 2,851 | 5,703 | D |
| Stock Option (Right to Buy)F2 | $34.935 | Mar 10, 2015 | M | 4,371 | D | Mar 9, 2013 | Mar 9, 2022 | Common Stock | 4,371 | 0 | D |
Explanation of responses
- F1Sale of shares in accordance with Rule 10b5-1.
- F2Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.