SEC Form 4 · accession 0001225208-15-005383
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Fish Jr.
Officer — EVP, Chief Financial Officer
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | M | 46,632 | $37.585 | A | 73,825 | D | |
| Common StockF1 | Feb 20, 2015 | M | 23,230 | $37.185 | A | 97,055 | D | |
| Common StockF1 | Feb 20, 2015 | M | 14,632 | $33.49 | A | 111,687 | D | |
| Common StockF2 | Feb 20, 2015 | S | 68,873 | $54.3553 | D | 42,814 | D | |
| Common Stock | holding | — | — | — | 3,542 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $33.49 | Feb 20, 2015 | M | 14,632 | D | Mar 9, 2011 | Mar 9, 2020 | Common Stock | 14,632 | 0 | D |
| Stock Option (Right to Buy) | $37.185 | Feb 20, 2015 | M | 23,230 | D | Mar 9, 2012 | Mar 9, 2021 | Common Stock | 23,230 | 0 | D |
| Stock Option (Right to Buy) | $37.585 | Feb 20, 2015 | M | 46,632 | D | Jul 5, 2012 | Jul 5, 2021 | Common Stock | 46,632 | 0 | D |
Explanation of responses
- F1Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
- F2This transaction was executied in multiple trades at prices ranging from 54.24 to 54.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.