SEC Form 4 · accession 0001225208-15-004764
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Don P Carpenter
Officer — VP & Chief Acctg Officer
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | A | 4,006 | $53.495 | A | 25,120 | D | |
| Common Stock | Feb 17, 2015 | F | 1,151 | $53.495 | D | 23,969 | D | |
| Common StockF2,F3 | Feb 18, 2015 | S | 575 | $54.7141 | D | 23,394 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of performance share award granted under Waste Management, Inc. 2009 Stock Incentive Plan.
- F2Sale of additional shares to cover personal federal income tax obligation.
- F3This transaction was executed in multiple trades at prices ranging from 54.7136 to 54.715. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.