SEC Form 4 · accession 0001140361-17-043057
SOTHEBYS · BID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 15, 2017
Accepted (ET)
Nov 16, 2017 · 11:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Nov 15, 2017 | J | 7,939,661 | $0.00 | A | 7,939,661 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Taikang Insurance Group, Inc. transferred, for no consideration, direct ownership of 7,939,661 Shares to its wholly owned subsidiary, Taikang Life Insurance Co., Ltd.