SEC Form 4 · accession 0001140361-16-065803
SOTHEBYS · BID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Goss
Officer — EVP, Chief Financial Officer
Period of report
May 11, 2016
Accepted (ET)
May 16, 2016 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | P | 10,000 | $27.73 | A | 10,000 | D | |
| Common Stock | May 12, 2016 | P | 10,000 | $27.46 | A | 20,000 | D | |
| Common Stock | May 13, 2016 | P | 15,000 | $28.16 | A | 35,000 | D | |
| Common Stock | May 16, 2016 | P | 15,000 | $27.4584 | A | 50,000 | D |
Table II — derivative securities
No Table II lines on this filing.