SEC Form 4 · accession 0001140361-16-050166
SOTHEBYS · BID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Olivier Reza
Director
Period of report
Feb 2, 2016
Accepted (ET)
Feb 3, 2016 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2016 | P | 5,000 | $23.0399 | A | 15,000 | I | By Grantor Trust |
| Common StockF1 | Feb 3, 2016 | P | 5,000 | $22.9683 | A | 20,000 | I | By Grantor Trust |
| Common Stock | holding | — | — | — | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person is an investment advisor and a beneficiary of the Grantor Trust