SEC Form 4 · accession 0001140361-16-050165
SOTHEBYS · BID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis M Weibling
Officer — Interim CFO · Director
Period of report
Feb 2, 2016
Accepted (ET)
Feb 3, 2016 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2016 | P | 2,000 | $23.1975 | A | 55,000 | D | |
| Common StockF2 | Feb 3, 2016 | P | 2,000 | $22.98 | A | 57,000 | D | |
| Common StockF3 | holding | — | — | — | 10,000 | I | By Eagle Wings LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $23.18 to $23.20, inclusive. The Reporting Person undertakes to provide to Sotheby's, any security holder of Sotheby's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.95 to $23.02, inclusive.
- F3The Reporting Person, his wife and children own all outstanding interests of this limited liability company.