SEC Form 4 · accession 0001140361-15-031407
SOTHEBYS · BID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jr. Thomas S. Smith
Officer — President and CEO · Director
Period of report
Aug 12, 2015
Accepted (ET)
Aug 12, 2015 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2015 | P | 25,485 | $38.45 | A | 25,485 | D | |
| Common Stock | Aug 12, 2015 | S | 622 | $37.9177 | D | 24,863 | D | |
| Common Stock | Aug 12, 2015 | P | 19,235 | $38.45 | A | 44,098 | D | |
| Common Stock | Aug 12, 2015 | S | 469 | $38.006 | D | 43,629 | D | |
| Common Stock | Aug 12, 2015 | P | 11,620 | $38.45 | A | 11,620 | I | by Son |
| Common Stock | Aug 12, 2015 | P | 5,610 | $38.45 | A | 5,610 | I | by Daughter |
Table II — derivative securities
No Table II lines on this filing.