SEC Form 4 · accession 0001140361-15-022914
SOTHEBYS · BID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Goodman
Officer — EVP, Digital Dev & Marketing
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823094
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F3,F2 | — | Jun 1, 2015 | A | 10,038 | A | — | — | Common Stock | 10,038 | 10,038 | D |
Explanation of responses
- F1Restricted stock unit award, to be settled in shares of issuer common stock; service-based vesting only. The number of restricted stock units awarded was calculated based on the terms of the Employment Agreement.
- F21-for-1
- F3Not Applicable