SEC Form 4 · accession 0001140361-15-022908
SOTHEBYS · BID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Harris Meyer
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2015 | A | 8,642 | — | A | 8,642 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | Jun 1, 2015 | M | 8,642 | A | — | — | Common Stock | 8,642 | 0 | D |
Explanation of responses
- F1This is an automatic conversion of Mr. Meyer's Deferred Stock Units under the Sotheby's 1998 Amended and Restated Stock Compensation Plan, for Non-Employee Directors,as a result of the director's termination of service on the Board on May 7, 2015.
- F2Not Applicable