SEC Form 4 · accession 0001127602-19-010195
SOTHEBYS · BID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jill Bright
Officer — EVP of HR and Administration
Period of report
Mar 5, 2019
Accepted (ET)
Mar 6, 2019 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2019 | M | 717 | — | A | 717 | D | |
| Common Stock | Mar 5, 2019 | F | 275 | $40.00 | D | 442 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 5, 2019 | M | 717 | D | — | — | Common Stock | 717 | 3,921 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments.