SEC Form 4 · accession 0001127602-19-008837
SOTHEBYS · BID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Delaney
Officer — SVP, Corp. Controller & CAO
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 10:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823094
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 26, 2019 | A | 1,740 | A | — | — | Common Stock | 1,740 | 5,424 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date.