SEC Form 4/A · accession 0001127602-18-025418
SOTHEBYS · BID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Harry James Wilson
Director
Period of report
May 15, 2018
Accepted (ET)
Aug 15, 2018 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823094
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | — | May 15, 2018 | A | 553 | A | — | — | Common Stock | 553 | 8,590 | D |
Explanation of responses
- F1The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.
Remarks
This amendment is being filed to correct the number of derivative securities acquired, the number of securities underlying the derivative securities, and the number of derivate securities beneficially owned following the reported transaction in columns 5, 7, and 9. The number reported in the original filing was incorrect due to an administrative error.