SEC Form 4 · accession 0001127602-17-026999
SOTHEBYS · BID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jr. Thomas S. Smith
Officer — President and CEO · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 9:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | F | 41,155 | $44.87 | D | 143,257 | D |
Table II — derivative securities
No Table II lines on this filing.