SEC Form 4 · accession 0001127602-17-012045
SOTHEBYS · BID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Goss
Officer — EVP, Chief Financial Officer
Period of report
Jun 14, 2016
Accepted (ET)
Mar 17, 2017 · 10:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2016 | L | 89 | $28.6167 | A | 50,089 | D | |
| Common Stock | Mar 9, 2017 | S | 89 | $46.4144 | D | 50,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was recently informed that shares of the Issuer were purchased on the Reporting Person's behalf in a broker's discretionary stock fund that is part of the Reporting Person's Individual Retirement Account. At the same time, the Reporting Person was informed that such shares were subsequently sold.