SEC Form 4 · accession 0001179110-17-010869
CLEAN HARBORS INC · CLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Louis Battles
Officer — EVP and CFO
Period of report
Aug 1, 2017
Accepted (ET)
Aug 1, 2017 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2017 | A | 5,000 | $0.00 | A | 52,252 | D | |
| Common StockF2 | Aug 1, 2017 | A | 1,008 | $0.00 | A | 53,260 | D | |
| Common StockF3 | Aug 1, 2017 | A | 1,146 | $0.00 | A | 54,406 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Award vesting 33% on 8/1/2018; 33% on 8/1/2019; and 34% on 8/1/2020
- F2Restricted Stock Award vesting 60% on 7/1/2020; 20% on 7/1/2021; and 20% on 7/1/2022
- F3Performance-Based Restricted Stock Award that will vest, depending on achievement of goals, 33% on 3/15/2019; 33% on 12/15/2019; and 34% on 12/15/2020