SEC Form 5 · accession 0001127602-19-006138
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Miller Jr.
Officer — Chairman · Director · 10% Owner · Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common StockF1 | Dec 31, 2019 | J | 120 | $0.00 | A | 13,151 | I | By Grandchild - N.p. Miller |
| Fidelity Southern Corporation - Common StockF1 | Dec 31, 2018 | J | 2,639 | $0.00 | A | 264,045 | I | By Shares Held By Ltd Partnership |
| Fidelity Southern Corporation - Common StockF2 | Dec 31, 2018 | J | 1,141 | $0.00 | A | 114,225 | I | By Trust - Spouse Estate |
| Fidelity Southern Corporation - Common StockF1,F3,F4,F5 | Dec 31, 2018 | J | 40 | $0.00 | A | 779 | I | By 401(k) |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 2,769,808 | D | ||
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 247,672 | I | By Trust - Family |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reinvested cash dividend shares received during the reporting year.
- F2Reinvested cash dividend shares received during the reporting year.
- F3Not Active Footnote - 8/26/04
- F4Purchased 2200.4284 shares of Fidelity Southern Corporation stock in the 401(k) Plan at various times and prices during 2004.
- F5Purchased 3,254 shares through Fidelity Southern Corporation 401(k) Plan @ various times and prices during 2003