SEC Form 4 · accession 0001127602-19-001304
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Miller Jr.
Officer — Chairman · Director · 10% Owner · Other
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common StockF1 | Jan 2, 2019 | A | 14,481 | $26.24 | A | 2,784,289 | D | |
| Fidelity Southern Corporation - Common StockF2,F3,F4 | holding | — | — | — | 740 | I | By 401(k) | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 13,151 | I | By Grandchild - N.p. Miller | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 261,406 | I | By Shares Held By Ltd Partnership | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 247,672 | I | By Trust - Family | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 113,083 | I | By Trust - Spouse Estate |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Award - Vesting schedule will be three years, with one-third lapsing/vesting each year.
- F2Not Active Footnote - 8/26/04
- F3Purchased 2200.4284 shares of Fidelity Southern Corporation stock in the 401(k) Plan at various times and prices during 2004.
- F4Purchased 3,254 shares through Fidelity Southern Corporation 401(k) Plan @ various times and prices during 2003