SEC Form 4 · accession 0001127602-19-001256
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin S King
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common StockF1 | Jan 2, 2019 | A | 1,714 | $26.24 | A | 4,088 | D | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 4,624 | I | By Sep Ira | |
| Fidelity Southern Corporation - Common StockF2 | holding | — | — | — | 39,630 | I | By Spouse - Drip | |
| Fidelity Southern Corporation - Common StockF3 | holding | — | — | — | 2,523 | I | By Spouse - Ira Drip |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $15.56 | holding | — | — | — | Jan 23, 2015 | Jan 23, 2019 | Fidelity Southern Corporation - Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F5 | $17.87 | holding | — | — | — | Jan 21, 2017 | Jan 21, 2021 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy)F6 | $22.91 | holding | — | — | — | Jan 19, 2018 | Jan 19, 2022 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy)F7 | $23.75 | holding | — | — | — | Jan 18, 2019 | Jan 18, 2023 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy)F8 | $16.82 | holding | — | — | — | Mar 19, 2016 | Mar 19, 2020 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Restricted Stock Award - Vesting schedule will be two years, with 50% lapsing/vesting each year.
- F2Purchased 29.4801 shares at various times and prices through the Fidelity Southern Corporation Dividend Reinvestment Plan in 2004
- F3Purchased 29.5487 shares by spouse - IRA DRIP at various times and prices during 2004.
- F4Exercisable: 1/3 on 1/23/2015; 1/3 on 1/23/2016; 1/3 on 1/23/2017
- F5Exercisable: 1/3 on 1/21/2017; 1/3 on 1/21/2018; 1/3 on 1/21/2019
- F6Exercisable: 1/3 on 1/19/2018, 1/3 on 1/19/2019, 1/3 on 1/19/2020
- F7Exercisable: 1/3 on 1/18/2019, 1/3 on 1/18/2020, 1/3 on 1/18/2021
- F8Exercisable: 1/3 on 3/19/16, 1/3 on 3/19/17, 1/3 on 3/19/18