SEC Form 4 · accession 0001127602-18-037501
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Miller Jr.
Officer — Chairman · Director · 10% Owner · Other
Period of report
Dec 26, 2018
Accepted (ET)
Dec 28, 2018 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Dec 26, 2018 | D | 18,896 | $25.38 | D | 2,807,600 | D | |
| Fidelity Southern Corporation - Common Stock | Dec 26, 2018 | D | 18,896 | $25.38 | D | 2,788,704 | D | |
| Fidelity Southern Corporation - Common Stock | Dec 26, 2018 | D | 18,896 | $25.38 | D | 2,769,808 | D | |
| Fidelity Southern Corporation - Common StockF4,F5,F6 | holding | — | — | — | 740 | I | By 401(k) | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 13,151 | I | By Grandchild - N.p. Miller | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 261,406 | I | By Shares Held By Ltd Partnership | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 247,672 | I | By Trust - Family | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 113,083 | I | By Trust - Spouse Estate |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award date 1/21/2016 - accelerated
- F2Restricted stock award grant 6/15/17 - accelerated Original vesting date 6/15/19
- F3Restricted stock award grant 6/15/17 - accelerated Original vesting date 6/15/20
- F4Not Active Footnote - 8/26/04
- F5Purchased 2200.4284 shares of Fidelity Southern Corporation stock in the 401(k) Plan at various times and prices during 2004.
- F6Purchased 3,254 shares through Fidelity Southern Corporation 401(k) Plan @ various times and prices during 2003