SEC Form 4 · accession 0001127602-17-031303
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rankin M Smith Jr.
Director
Period of report
Nov 3, 2017
Accepted (ET)
Nov 6, 2017 · 11:12 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Nov 3, 2017 | A | 274 | $21.915 | A | 234,998 | D | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 334 | I | By Spouse | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 6,305 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $17.87 | holding | — | — | — | Jan 21, 2017 | Jan 21, 2021 | Fidelity Southern Corporation - Common Stock | 6,666 | 6,666 | D |
| Stock Option (Right to Buy)F3 | $16.82 | holding | — | — | — | Mar 19, 2016 | Mar 19, 2020 | Fidelity Southern Corporation - Common Stock | 3,333 | 3,333 | D |
Explanation of responses
- F1Shares awarded for service as a Director during the previous month.
- F2Exercisable: 1/3 on 1/21/2017; 1/3 on 1/21/2018; 1/3 on 1/21/2019
- F3Exercisable: 1/3 on 3/19/16, 1/3 on 3/19/17, 1/3 on 3/19/18