SEC Form 4 · accession 0001127602-17-031297

FIDELITY SOUTHERN CORP · LION

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 3, 2017

Accepted (ET)

Nov 6, 2017 · 10:40 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000822662

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Fidelity Southern Corporation - Common Stock	Nov 3, 2017	A	160	$21.915	A	894	D
Fidelity Southern Corporation - Common Stock	holding	—	—		—	4,624	I	By Sep Ira
Fidelity Southern Corporation - Common Stock^F2	holding	—	—		—	39,630	I	By Spouse - Drip
Fidelity Southern Corporation - Common Stock^F3	holding	—	—		—	2,523	I	By Spouse - Ira Drip

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4	$15.56	holding	—	—	—	Jan 23, 2015	Jan 23, 2019	Fidelity Southern Corporation - Common Stock	6,000	6,000	D
Stock Option (Right to Buy)^F5	$17.87	holding	—	—	—	Jan 21, 2017	Jan 21, 2021	Fidelity Southern Corporation - Common Stock	10,000	10,000	D
Stock Option (Right to Buy)^F6	$16.82	holding	—	—	—	Mar 19, 2016	Mar 19, 2020	Fidelity Southern Corporation - Common Stock	10,000	10,000	D

F1Shares awarded for service as a Director during the previous month.
F2Purchased 29.4801 shares at various times and prices through the Fidelity Southern Corporation Dividend Reinvestment Plan in 2004
F3Purchased 29.5487 shares by spouse - IRA DRIP at various times and prices during 2004.
F4Exercisable: 1/3 on 1/23/2015; 1/3 on 1/23/2016; 1/3 on 1/23/2017
F5Exercisable: 1/3 on 1/21/2017; 1/3 on 1/21/2018; 1/3 on 1/21/2019
F6Exercisable: 1/3 on 3/19/16, 1/3 on 3/19/17, 1/3 on 3/19/18