SEC Form 4/A · accession 0001127602-17-012994
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
W Clyde Shepherd III
Director
Period of report
Dec 9, 2016
Accepted (ET)
Mar 28, 2017 · 9:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Dec 9, 2016 | P | 176 | $22.7731 | A | 297,163 | D | |
| Fidelity Southern Corporation - Common Stock | Dec 9, 2016 | A | 132 | $22.7731 | A | 296,988 | D | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 2,078 | I | By Child - Wm Clyde S Shepherd | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 39,998 | I | By Family Foundation | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 5,784 | I | By Family Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $15.56 | holding | — | — | — | Jan 23, 2015 | Jan 23, 2019 | Fidelity Southern Corporation - Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F3 | $17.87 | holding | — | — | — | Jan 21, 2017 | Jan 21, 2021 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy)F4 | $16.82 | holding | — | — | — | Mar 19, 2016 | Mar 19, 2020 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Shares awarded for service as a Director during the previous month.
- F2Exercisable: 1/3 on 1/23/2015; 1/3 on 1/23/2016; 1/3 on 1/23/2017
- F3Exercisable: 1/3 on 1/21/2017; 1/3 on 1/21/2018; 1/3 on 1/21/2019
- F4Exercisable: 1/3 on 3/19/16, 1/3 on 3/19/17, 1/3 on 3/19/18