SEC Form 5 · accession 0001127602-17-004685
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen H Brolly
Officer — Chief Financial Officer · Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 9, 2017 · 10:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common StockF1 | Dec 31, 2016 | J | 1,541 | $0.00 | A | 8,164 | I | By 401(k) |
| Fidelity Southern Corporation - Common StockF2 | Dec 31, 2016 | J | 820 | $0.00 | A | 37,422 | D | |
| Fidelity Southern Corporation - Common StockF3 | Dec 31, 2016 | J | 106 | $0.00 | A | 37,422 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchased at various times and prices in Fidelity Southern Corporation 401(k) during the reporting year
- F2Reinvested cash dividend shares received in the Fidelity Southern Corporation Direct Stock Purchase Program in the reporting year.
- F3Reinvested cash dividends received, and purchases made at various times and prices in the Fidelity Southern Corp Employee Stock Purchase Plan in the reporting year