SEC Form 5 · accession 0001127602-17-003788
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Palmer Proctor Jr.
Officer — Executive officer · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 3, 2017 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common StockF1 | Dec 31, 2016 | J | 693 | $0.00 | A | 109,037 | D | |
| Fidelity Southern Corporation - Common StockF2 | Dec 31, 2016 | J | 3,707 | $0.00 | A | 109,037 | D | |
| Fidelity Southern Corporation - Common StockF3 | Dec 31, 2016 | J | 75,000 | $0.00 | D | 109,037 | D | |
| Fidelity Southern Corporation - Common StockF3 | Dec 31, 2016 | J | 75,000 | $0.00 | A | 129,700 | I | By Custody Account |
| Fidelity Southern Corporation - Common StockF4 | Dec 31, 2016 | J | 1,021 | $0.00 | A | 24,188 | I | By 401(k) |
| Fidelity Southern Corporation - Common StockF2 | Dec 31, 2016 | J | 577 | $0.00 | A | 21,377 | I | By Spouse |
| Fidelity Southern Corporation - Common StockF2 | Dec 31, 2016 | J | 197 | $0.00 | A | 7,631 | I | By H E Proctor |
| Fidelity Southern Corporation - Common StockF2 | Dec 31, 2016 | J | 197 | $0.00 | A | 7,631 | I | By S B Proctor |
| Fidelity Southern Corporation - Common StockF2 | Dec 31, 2016 | J | 197 | $0.00 | A | 7,631 | I | By P3 Proctor |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend shares received and purchases made at various times and prices in Fidelity Southern Corporation ESPP during the reporting year.
- F2Reinvested cash dividend shares received in the reporting year
- F3Adjustment
- F4Purchased at various times and prices in Fidelity Southern Corporation 401(k) during the reporting year