SEC Form 4 · accession 0001127602-17-002578
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald A Harp Jr.
Director
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Jan 25, 2017 | M | 6,000 | $15.56 | A | 29,547 | D | |
| Fidelity Southern Corporation - Common Stock | Jan 25, 2017 | M | 3,334 | $16.82 | A | 32,881 | D | |
| Fidelity Southern Corporation - Common Stock | Jan 25, 2017 | M | 3,334 | $17.87 | A | 36,215 | D | |
| Fidelity Southern Corporation - Common Stock | Jan 25, 2017 | S | 12,668 | $24.2519 | D | 23,547 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $15.56 | Jan 25, 2017 | M | 6,000 | D | Jan 23, 2015 | Jan 23, 2019 | Fidelity Southern Corporation - Common Stock | 6,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $16.82 | Jan 25, 2017 | M | 3,334 | D | Mar 19, 2016 | Mar 19, 2020 | Fidelity Southern Corporation - Common Stock | 3,334 | 6,666 | D |
| Stock Option (Right to Buy)F3 | $17.87 | Jan 25, 2017 | M | 3,334 | D | Jan 21, 2017 | Jan 21, 2021 | Fidelity Southern Corporation - Common Stock | 3,334 | 6,666 | D |
Explanation of responses
- F1Exercisable: 1/3 on 1/23/2015;1/3 on 1/23/2016; 1/3 on 1/23/2017
- F2Exercisable: 1/3 on 3/19/16, 1/3 on 3/19/17, 1/3 on 3/19/18
- F3Exercisable: 1/3 on 1/21/2017; 1/3 on 1/21/2018; 1/3 on 1/21/2019