SEC Form 4 · accession 0001127602-17-002220
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Buchanan
Officer — Vice President · Other
Period of report
Jan 19, 2017
Accepted (ET)
Jan 23, 2017 · 3:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Jan 19, 2017 | F | 10,838 | $22.91 | D | 229,896 | D | |
| Fidelity Southern Corporation - Common StockF2 | holding | — | — | — | 28,709 | I | By 401(k) | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 3,467 | I | Ira/401(k) Rollover Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $7.0625 | holding | — | — | — | Dec 16, 1999 | Dec 16, 2006 | Fidelity Southern Corporation - Common Stock | 5,000 | 5,000 | D |
| Stock Option (Right to Buy)F4 | $18.70 | holding | — | — | — | Feb 1, 2008 | Feb 1, 2011 | Fidelity Southern Corporation - Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Shares withheld for tax obligations
- F2Purchased 196 shares at various times and prices during 2004 in the Fidelity Southern Corporation 401(k) Plan
- F3Variable vesting dates
- F4Exercisable: 1/3 on 02/01/08; 1/3 on 02/01/09; 1/3 on 02/01/10