SEC Form 4 · accession 0001127602-17-002218
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Palmer Proctor Jr.
Officer — Executive officer · Director
Period of report
Jan 19, 2017
Accepted (ET)
Jan 23, 2017 · 3:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Jan 19, 2017 | F | 12,500 | $22.91 | D | 167,137 | D | |
| Fidelity Southern Corporation - Common StockF2 | holding | — | — | — | 23,167 | I | By 401(k) | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 54,700 | I | By Custody Account | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 7,433 | I | By P3 Proctor | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 7,433 | I | By S B Proctor | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 20,800 | I | By Spouse | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 7,433 | I | By H E Proctor |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $10.75 | holding | — | — | — | Apr 24, 2003 | Apr 24, 2009 | Fidelity Southern Corporation - Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy)F4 | $18.70 | holding | — | — | — | Feb 1, 2008 | Feb 1, 2011 | Fidelity Southern Corporation - Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Shares withheld for tax obligations
- F2Purchased 863 shares at various times and prices through the Fidelity Southern Corporation 401(k) Plan during 2003
- F3Granted 10,000 shares 4/24/2002 @ $10.75
- F4Exercisable: 1/3 on 02/01/08; 1/3 on 02/01/09; 1/3 on 02/01/10