SEC Form 5 · accession 0001127602-16-038028
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Clyde Shepherd III
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 27, 2016 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common StockF1 | Dec 31, 2015 | J | 3,401 | $0.00 | A | 285,538 | D | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 2,078 | I | By Child - Wm Clyde S Shepherd | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 39,998 | I | By Family Foundation | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 5,784 | I | By Family Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $6.15 | holding | — | — | — | Jan 19, 2013 | Jan 19, 2017 | Fidelity Southern Corporation - Common Stock | 6,666 | 6,666 | D |
| Stock Option (Right to Buy)F3 | $15.56 | holding | — | — | — | Jan 23, 2015 | Jan 23, 2019 | Fidelity Southern Corporation - Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F4 | $16.82 | holding | — | — | — | Mar 19, 2016 | Mar 19, 2020 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Reinvested cash dividends received in the reporting year.
- F2Exercisable: 1/3 on 1/19/13; 1/3 on 1/19/14; 1/3 on 1/19/15
- F3Exercisable: 1/3 on 1/23/2015; 1/3 on 1/23/2016; 1/3 on 1/23/2017
- F4Exercisable: 1/3 on 3/19/16, 1/3 on 3/19/17, 1/3 on 3/19/18