SEC Form 4 · accession 0001127602-16-037586
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen H Brolly
Officer — Chief Financial Officer · Other
Period of report
Jan 21, 2016
Accepted (ET)
Jan 22, 2016 · 10:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common StockF1 | Jan 21, 2016 | A | 25,000 | $0.00 | A | 41,339 | D | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 12,478 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $18.70 | holding | — | — | — | Feb 1, 2008 | Feb 1, 2011 | Fidelity Southern Corporation - Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1These shares are restricted shares subject to a risk of forfeiture under certain circumstances.
- F21/3 exercisable on 2/01/08; 2/01/09; 2/01/10