SEC Form 4 · accession 0001127602-15-032860
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen H Brolly
Officer — Chief Financial Officer · Other
Period of report
Dec 1, 2015
Accepted (ET)
Dec 1, 2015 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Dec 1, 2015 | S | 12,666 | $22.65 | D | 23,673 | D | |
| Fidelity Southern Corporation - Common Stock | Dec 1, 2015 | M | 25,000 | $6.15 | A | 36,339 | D | |
| Fidelity Southern Corporation - Common Stock | Dec 1, 2015 | S | 683 | $22.85 | D | 22,990 | D | |
| Fidelity Southern Corporation - Common Stock | Dec 1, 2015 | S | 6,651 | $22.83 | D | 16,339 | D | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 12,478 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $6.15 | Dec 1, 2015 | M | 25,000 | D | Jan 19, 2013 | Jan 19, 2017 | Fidelity Southern Corporation - Common Stock | 25,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $18.70 | holding | — | — | — | Feb 1, 2008 | Feb 1, 2011 | Fidelity Southern Corporation - Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Exercisable: 1/3 on 1/19/13; 1/3 on 1/19/14; 1/3 on 1/19/15
- F21/3 exercisable on 2/01/08; 2/01/09; 2/01/10