SEC Form 5 · accession 0001127602-15-004699
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen H Brolly
Officer — Chief Financial Officer · Other
Period of report
Dec 31, 2014
Accepted (ET)
Feb 6, 2015 · 8:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common StockF1 | Dec 31, 2014 | J | 523 | $0.00 | A | 20,738 | D | |
| Fidelity Southern Corporation - Common StockF2 | Dec 31, 2014 | J | 146 | $0.00 | A | 20,738 | D | |
| Fidelity Southern Corporation - Common StockF3 | Dec 31, 2014 | J | 5,037 | $0.00 | D | 12,478 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $6.15 | holding | — | — | — | Jan 19, 2013 | Jan 19, 2017 | Fidelity Southern Corporation - Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Stock dividend and reinvested cash dividend shares received during the reporting year.
- F2Dividend shares received and purchases made at various times and prices in Fidelity Southern Corporation ESPP during the reporting year.
- F3Reallocation of 401(k) assets during the reporting year
- F4Exercisable: 1/3 on 1/19/13; 1/3 on 1/19/14; 13 on 1/19/15