SEC Form 4 · accession 0001127602-15-004037
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen H Brolly
Officer — Chief Financial Officer · Other
Period of report
Jan 27, 2015
Accepted (ET)
Feb 3, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Jan 27, 2015 | F | 1,893 | $15.43 | D | 18,176 | D | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 17,515 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $6.15 | holding | — | — | — | Jan 19, 2013 | Jan 19, 2017 | Fidelity Southern Corporation - Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Shares withheld for tax obligations (vested restricted shares)
- F2Exercisable: 1/3 on 1/19/13; 1/3 on 1/19/14; 13 on 1/19/15