SEC Form 5 · accession 0001127602-15-003367
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Clyde Shepherd III
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 30, 2015 · 8:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common StockF1 | Dec 31, 2014 | J | 23 | $0.00 | A | 5,784 | I | By Family Partnership |
| Fidelity Southern Corporation - Common StockF1 | Dec 31, 2014 | J | 8 | $0.00 | A | 2,078 | I | By Child - Wm Clyde S Shepherd |
| Fidelity Southern Corporation - Common StockF2 | Dec 31, 2014 | J | 4,399 | $0.00 | A | 276,511 | D | |
| Fidelity Southern Corporation - Common StockF1 | Dec 31, 2014 | J | 159 | $0.00 | A | 39,998 | I | By Family Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $15.56 | holding | — | — | — | Jan 23, 2015 | Jan 23, 2019 | Fidelity Southern Corporation - Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F4 | $6.15 | holding | — | — | — | Jan 19, 2013 | Jan 19, 2017 | Fidelity Southern Corporation - Common Stock | 6,666 | 6,666 | D |
Explanation of responses
- F1Stock dividend shares received during the reporting year.
- F2Stock dividend and reinvested cash dividend shares received during the reporting year.
- F3Exercisable: 1/3 on 1/23/2015; 1/3 on 1/23/2016; 1/3 on 1/23/2017
- F4Exercisable: 1/3 on 1/19/13; 1/3 on 1/19/14; 1/3 on 1/19/15