SEC Form 5 · accession 0001127602-15-003226
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin S King
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 29, 2015 · 2:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common StockF1 | Dec 31, 2014 | J | 10 | $0.00 | A | 2,523 | I | By Spouse - Ira Drip |
| Fidelity Southern Corporation - Common StockF2 | Dec 31, 2014 | J | 125 | $0.00 | A | 26,489 | I | By Spouse - Drip |
| Fidelity Southern Corporation - Common StockF1 | Dec 31, 2014 | J | 18 | $0.00 | A | 4,624 | I | By Sep Ira |
| Fidelity Southern Corporation - Common StockF3 | Dec 31, 2014 | J | 37 | $0.00 | A | 3,541 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $15.56 | holding | — | — | — | Jan 23, 2015 | Jan 23, 2019 | Fidelity Southern Corporation - Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F5 | $6.15 | holding | — | — | — | Jan 19, 2013 | Jan 19, 2017 | Fidelity Southern Corporation - Common Stock | 6,666 | 6,666 | D |
Explanation of responses
- F1Stock dividend shares received during the reporting year.
- F2Stock dividend and reinvested cash dividend shares received during the reporting year.
- F3Reinvested cash dividends received in the reporting year
- F4Exercisable: 1/3 on 1/23/2015; 1/3 on 1/23/2016; 1/3 on 1/23/2017
- F5Exercisable: 1/3 on 1/19/13; 1/3 on 1/19/14; 1/3 on 1/19/15