SEC Form 4 · accession 0001127602-15-003019
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Bockel
Director
Period of report
Jan 27, 2015
Accepted (ET)
Jan 28, 2015 · 11:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Jan 27, 2015 | M | 3,333 | $6.15 | A | 42,813 | D | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 297 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $6.15 | Jan 27, 2015 | M | 3,333 | D | Jan 19, 2013 | Jan 19, 2017 | Fidelity Southern Corporation - Common Stock | 3,333 | 0 | D |
| Stock Option (Right to Buy)F2 | $15.56 | holding | — | — | — | Jan 23, 2015 | Jan 23, 2019 | Fidelity Southern Corporation - Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Exercisable: 1/3 on 1/19/13; 1/3 on 1/19/14; 1/3 on 1/19/15
- F2Exercisable: 1/3 on 1/23/2015; 1/3 on 1/23/2016; 1/3 on 1/23/2017