SEC Form 4 · accession 0001127602-19-008500
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan Marshall
Officer — Chief Exec Officer, President · Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | M | 15,000 | $12.335 | A | 453,996 | D | |
| Common Stock | Feb 22, 2019 | S | 15,000 | $27.81 | D | 438,996 | D | |
| UnitsF1 | holding | — | — | — | 1,080 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $12.335 | Feb 22, 2019 | M | 15,000 | D | Aug 18, 2011 | Aug 18, 2019 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 2,454.137 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 22, 2019.