SEC Form 4 · accession 0001127602-19-004898
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert OShaughnessy
Officer — Exec. VP & CFO
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2019 | A | 31,067 | $0.00 | A | 378,030 | D | |
| Common StockF3 | Feb 6, 2019 | F | 9,397 | $26.855 | D | 368,633 | D | |
| Common Stock | Feb 6, 2019 | A | 30,721 | $0.00 | A | 399,354 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
- F2These shares are fully vested and exercisable.
- F3These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.