SEC Form 4 · accession 0001127602-19-004877

· PHM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Exec Officer, President · Director

Period of report

Feb 6, 2019

Accepted (ET)

Feb 8, 2019 · 6:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000822416

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Feb 6, 2019	A	34,951	$0.00	A	382,313	D
Common Stock^F3	Feb 6, 2019	F	10,498	$26.855	D	371,815	D
Common Stock	Feb 6, 2019	A	93,093	$0.00	A	464,908	D
Units^F4,F5	holding	—	—		—	1,080	I	By 401(k) Plan

No Table II lines on this filing.

F1These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
F2These shares are fully vested and exercisable.
F3These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.
F4On April 2, 2018, .029 units of the PulteGroup, Inc. Stock Fund of the PulteGroup, Inc. 401(k) Plan ("Plan") were sold to cover the fees on the Plan. On July 2, 2018, .028 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan. On October 1, 2018, .028 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan. On January 2, 2019, .031 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan.
F5Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 2,458.31 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 6, 2019.