SEC Form 4 · accession 0001127602-19-003747
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Schlageter
Officer — SVP Operations & Strategy
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2019 | A | 5,849 | — | A | 75,866 | D | |
| UnitsF2,F3 | holding | — | — | — | 1,311 | I | via 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents units awarded pursuant to satisfaction of performance conditions met by Mr. Schlageter per the terms of his performance award grant from November 30, 2017.
- F2On January 2, 2019, .024 units of the PulteGroup, Inc. Stock Fund of the PulteGroup, Inc. 401(k) Plan ("Plan") were sold to cover the fees on the Plan.
- F3Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 2,979.012 shares of PulteGroup, Inc. Common Stock held in the Fund as of 1/31/2019.