SEC Form 4 · accession 0001127602-18-017566
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harmon D Smith
Officer — EVP & Chief Operating Officer
Period of report
May 11, 2018
Accepted (ET)
May 15, 2018 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2018 | S | 51,716 | $31.3955 | D | 256,823 | D | |
| UnitsF2,F3 | holding | — | — | — | 6,213 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $31.29 to $31.55, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2On April 2, 2018, .061 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan.
- F3Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 13,892.852 shares of PulteGroup, Inc. Common Stock held in the Fund as of May 11, 2018.