SEC Form 4 · accession 0001127602-18-017443
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Folliard
Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 9:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitF4,F1,F2,F3 | — | May 10, 2018 | A | 4,491 | A | — | — | Common Stock | 4,491 | 10,755 | D |
Explanation of responses
- F1Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.
- F2The units will convert into shares of the Company's common stock on a 1-for-1 basis.
- F3The date exercisable and expiration date are both the date of the Director's termination of Board membership.
- F4Includes all Deferred Share Units held by Reporting Person.